Primary Data Collection

Primary data collection is the process of gathering data through surveys, interviews or experiments. A typical example of primary data is household surveys. In this form of data collection, researchers can personally ensure that primary data meets the standards of quality, availability, statistical power and sampling required for a particular research question. With globally increasing access to specialized survey tools, survey firms, and field manuals, primary data has become the dominant source for empirical inquiry in development economics.

Read First

• The DIME Research Standards provide a comprehensive checklist to ensure that collection and handling of research data is in line with global best-practices.
• Personal interviews are the most effective medium for primary data collection. Depending on the research question, these interviews may take the form of household surveys, business (firm) surveys, or agricultural (farm) surveys.
• iefieldkit is a Stata package that aids primary data collection. It currently supports three major components of that workflow: survey design; survey completion; and data-cleaning and survey harmonization.

Guidelines

While impact evaluations often benefit from secondary sources of data like administrative data, census data, or household data, these sources may not always be available. In such cases, researchers need to collect data directly through a series of well-designed interviews and surveys. The process of collecting primary data requires a great deal of foresight, planning and coordination. Listed below are the crucial steps involved the in preparation and collection of primary data:

Pre-register research

The first step with any new research project is to pre-register your research, including the methodology, and draft a pre-analysis plan.

Acquire approval from human subjects

There are strict rules about acquiring approval from human subjects. Researchers must understand the ethics and rules for security of sensitive data, and therefore should use proper tools for encryption and de-identification of personally identifiable information (PII).

Compile the survey budget

Researchers must prepare a survey budget before procuring a survey firm. This step allows researchers to calculate expected costs of conducting a study, and compare these with the proposals submitted by firms that have submitted an expression of interest (EOI).

Determine relevant parameters of a study

After agreeing upon a budget, researchers then decide factors like the adequate sampling frame (which is a list of individuals or units in a population from which a sample can be drawn), sample size, statistical power based on which they can then randomize treatment.

Procure a survey firm

The next step is to procure a survey firm using detailed Terms of Reference, and after performing due-diligence among local research-firm options.

Carry out a pre-pilot of the survey

The first-stage of the survey pilot involves two things: piloting content, and piloting protocols. Clear protocols are important to ensure that field data-collection is carried out consistently across teams and/or regions, and for generating reproducible research.

Refine and review the survey design

The first stage of the survey pilot allows researchers to develop a design for the instrument. The researchers then conduct the second stage of the survey pilot, called content-focused pilot, to review and refine the structure of the instrument.

Translate the survey instrument

After the content-focused pilot, the research firm translates the instrument into all local languages. This step is crucial for the purpose of making the study more effective.

Program the instrument

After obtaining the IRB Approval, researchers program the questionnaire. This step makes it easier to share surveys that rely on methods like Computer-Assisted Personal Interviews (CAPI) or Computer-Assisted Field Entry (CAFE)
Also refer to SurveyCTO coding practices to learn more about programming surveys.

Train enumerators and monitor data quality

After validating the programming of the questionnaire, the researchers train enumerators, and monitor data-quality to generate a final draft of the instrument. Monitoring can be done in the form of back checks, high frequency checks, as well as other methods.

Maintain an organized data folder

DIME has created a Stata package, via iefolder, which creates the DataWork folder. This package helps increase project efficiency and reduces the risk of error in a study, therefore increasing the effectiveness of the study's final results.

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This article is part of Primary Data Collection

Additional Resources

• Brief from Oxfam: Planning Survey Research
• DIME Guide on Planning, Preparing & Monitoring Household Surveys
• DIME Analytics Guidelines on Preparing for Data Collection
• Guidelines and tools for Preparing for Data Collection from the World Bank's Results Based Financing Impact Evaluation Toolkit

• Oxfam provides a detailed case study of how to use electronic data collection (SurveyCTO) combined with Stata code to improve data quality in the field.