Difference between revisions of "Primary Data Collection"

Jump to: navigation, search
Line 50: Line 50:


== Data Quality Assurance Plan ==
== Data Quality Assurance Plan ==
The [[Impact Evaluation Team|research team]] must draft a [[Data Quality Assurance Plan|data quality assurance plan]], and share it with everyone in the '''research team''', as well as the [[Survey Firm|survey firm]] before starting with  [[Primary Data Collection|data collection]]. A '''data quality assurance plan''' considers everything that could go wrong ahead of time, and makes a plan to resolve these issues. It has 3 major components for each of the following stages - '''before''', '''during''', and '''after''' data collection.
=== Before data collection ===
=== During data collection ===
=== After data collection ===
== Obtain Ethical Approval ==  
== Obtain Ethical Approval ==  
There are strict rules about [[Human Subjects Approval | acquiring approval from human subjects]]. Researchers must understand the [[Research Ethics|ethics]] and rules for [[Data Security|security of sensitive data]], and should use proper tools for [[Encryption | encryption]] and [[De-identification | de-identification]] of [[Personally Identifiable Information_(PII)|personally identifiable information (PII)]].
There are strict rules about [[Human Subjects Approval | acquiring approval from human subjects]]. Researchers must understand the [[Research Ethics|ethics]] and rules for [[Data Security|security of sensitive data]], and should use proper tools for [[Encryption | encryption]] and [[De-identification | de-identification]] of [[Personally Identifiable Information_(PII)|personally identifiable information (PII)]].

Revision as of 00:21, 27 May 2020

Primary data collection is the process of gathering data through surveys, interviews, or experiments. A typical example of primary data is household surveys. In this form of data collection, researchers can personally ensure that primary data meets the standards of quality, availability, statistical power and sampling required for a particular research question. With globally increasing access to specialized survey tools, survey firms, and field manuals, primary data has become the dominant source for empirical inquiry in development economics.

Read First

Overview

While impact evaluations often benefit from secondary sources of data like administrative data, census data, or household data, these sources may not always be available. In such cases, the research team will need to collect data directly using well-designed interviews and surveys, and the research team typically owns the data that it collects. However, even then, the research team must keep in mind certain ethical concerns related to owning and handling sensitive, or personally identifiable information (PII).

Before moving on to the discussion of concerns about ownership and handling, however, it is important to understand the process of collecting primary data. The process of primary data collection consists of several steps, from questionnaire development, to enumerator training. Each of these steps are listed below, and require detailed planning, and coordination among the members of the research team.

Develop Questionnaire

The first step of primary data collection is to design a survey instrument (or questionnaire). It is important to remember that drafting a questionnaire from scratch can be a time-consuming process, so the research team should try to use existing resources as far as possible. Start While developing the questionnaire, keep the following things in mind:

  • Plan. The research team should start with a clear understanding of the theory of change for the project. List key outcomes of interest, and the main variables that can be used to measure these outcomes. A good starting point for this is the pre-analysis plan.
  • Modules. Divide the questionnaire into individual modules, each with a group of questions that are related to one aspect of the survey. Unless the context of the study is entirely new, perform a literature review of existing well-tested and reliable surveys to prepare the general structure of the questionnaire. One example of a resource for past studies and questionnaires is the World Bank Microdata Library.
  • Measurement challenges. Often, research teams face challenges in measuring certain outcomes, for instance, abstract concepts (like empowerment), or socially sensitive topics that people do not wish to talk about (like drug abuse). In such cases, try to use indicators that are easy to identify, or build a level of comfort with respondents before moving to the sensitive topics.
  • Translation. Translating the questionnaire is a very important step. The research team must hire only professional translators to translate the questionnaire into all local languages that are spoken in the study location.

Pilot Questionnaire

Survey pilot is the process of carrying out interviews and tests on different components of a survey, including content and protocols. A good pilot provides the research team with important feedback before they start the process of data collection. This feedback can help the research team review and improve instrument design, translations, as well as survey protocols related to interview scheduling, sampling, and geo data.

A pilot has three stages - pre-pilot, content-focused pilot, and data-focused pilot. Typically, the pilot is carried out before hiring a survey firm. The research team must draft a clear timeline for the pilot, and allocate enough time for each component of the pilot. DIME Analytics] has also created the following checklists to assist researchers and enumerators in preparing for, and implementing a pilot:

Pilot Recruitment Strategy

Besides testing content and protocols, it is also important for the research team to pilot recruitment strategy before starting data collection. This is especially important in the following cases:

  • Smaller sample. Before finalizing the target population, the research team often surveys a smaller sample of the population that is selected for an intervention. The research team can use this to finalize the sampling frame (which is a list of individuals or units in a population from which a sample can be drawn), sample size, and statistical power based on which they can then start data collection.
  • Low or unknown take-up. Take-up rate is the percentage of eligible people who accept a benefit, or participate in data collection. Sometimes the take-up rates can be low, or unknown. In such cases, the research team should reconsider the sampling strategy, and test it before starting data collection.
  • Different participation rates. Sometimes participation can differ based on factors like gender, age, social status, etc. This requires the research to consider different strategies like stratified sampling.

One of the ways to do this is to test 3 different recruitment strategies, say, A, B, and C. The research team can then finalize the strategy that has the highest take-up rates. Another method is identifying the ideal incentives which can ensure higher participation by the eligible population.

TOR and Procurement

After finalizing the survey instrument and recruitment strategy, the research team must prepare terms of reference (TOR) and the survey budget. This step allows the research team to calculate expected costs of conducting a study, and compare these with the proposals of firms that submit an expression of interest (EOI). It involves the following steps:

  • Create budget. The research team should calculate standard, as well as project-specific costs, and prepare a survey budget. In this stage, the research team should also consider what sample size it can afford for the data collection.
  • Plan fieldwork. It is also important to plan fieldwork in advance to assess costs. For the field coordinators (FCs), this includes deciding number of interviews each enumerator will conduct in a day, number of field teams, modes of transport, and keeping extra buffer time for possible delays. Similarly, for the survey firm, this involves reviewing and finalizing basic parameters like sample size, sampling strategy, timeline, etc.
  • Contract survey firm. Finally, the research team will procure a survey firm and sign a contract with the selected firm. After signing the contract, the research team and the survey firm should agree on the parameters defined in the terms of reference (TOR), the survey timeline, and discuss possible scenarios and common issues.

Data Quality Assurance Plan

The research team must draft a data quality assurance plan, and share it with everyone in the research team, as well as the survey firm before starting with data collection. A data quality assurance plan considers everything that could go wrong ahead of time, and makes a plan to resolve these issues. It has 3 major components for each of the following stages - before, during, and after data collection.

Before data collection

During data collection

After data collection

Obtain Ethical Approval

There are strict rules about acquiring approval from human subjects. Researchers must understand the ethics and rules for security of sensitive data, and should use proper tools for encryption and de-identification of personally identifiable information (PII).

Train Enumerators

After validating the programming of the questionnaire, the researchers train enumerators and monitor data quality to generate a final draft of the instrument. Monitoring can be done in the form of back checks, high frequency checks, as well as other methods.

DIME Analytics has created a Stata command, iefolder. Part of the DIME Analytics Stata packageietoolkit , it helps increase project efficiency, and reduces the risk of error in a study.

Related Pages

Click here for pages that link to this topic.

Additional Resources